During an audit scheduled for Thursday at 11 a.m., what should the broker of Appalachian Mountains Real Estate do?

The broker of Appalachian Mountains Real Estate should cooperate and allow audit access during the scheduled time. This is essential because audits are a regulatory measure designed to ensure compliance with legal and ethical standards in real estate transactions. By cooperating, the broker demonstrates professionalism and transparency, which are crucial in maintaining trust with both clients and regulatory authorities.

Allowing the audit to proceed as planned shows a willingness to comply with regulatory requirements and can help avoid potential penalties or issues that might arise from refusing or delaying the audit. Providing access also ensures that any discrepancies can be addressed promptly, fostering a positive working relationship with the auditors.

While postponing the audit or changing the auditor might seem like viable options, they can suggest that the broker has something to hide or is unwilling to follow through with regulatory obligations, which could lead to more significant issues down the line. Providing documentation in advance, while helpful, does not replace the necessity of allowing auditors to access records and perform their duties fully.